Personal Financial Planning Assessment

When did you last review how much you will need to meet your retirement or other lifetime financial planning goals?

Never
Recently
Some years ago
Please make a selection.

Whether you use professional money management or not, do you have a written Investment Policy Statement that serves as a guide or template for your investment planning?

Yes
No . If no, Why not?
Please make a selection.

Are your financial planning goals driving the decision-making process when selecting investment vehicles or are these decisions more product oriented?

Goal-driven
Product-driven
Please make a selection.

How do you assess or measure the level of risk in your portfolio and your progress in meeting your planning goals?

Not part of my process
Receive reports in the mail that I review alone
Meet with my advisor annually
Meet regularly with my advisor to discuss
Please make a selection.

Do you view your company-sponsored retirement plan (i.e., 401(k) or profit sharing plan) as a major component in meeting your retirement goals?

No, because I do not really undrstand how it works
No, because I am not comfortable or do not understand my investment options
Yes, but I am not sure I am maximizing value
Yes and it is working well for me
Please make a selection.

If you are approaching retirement with a significant retirement plan balance, do you feel up to the challenge of converting your retirement assets to a consistent and inflation-protected income stream to meet your retirement income needs?

Yes
No
Please make a selection.

When was the last time you reviewed your will and are you comfortable that you are taking advantage of all of the available credits and deductions?

Do not have a will
Have not reviewed it since we signed it
Reviewed it or modified it recently within the last two years
Please make a selection.

As different types of property (i.e., life insurance, qualified plan assets, jointly titled property) do not pass to your heirs through your will, are you comfortable that the ownership and beneficiary designations on your assets are coordinated properly with your estate plan?

Yes
No
Please make a selection.

Have you analyzed how different beneficiary designations on your IRA or 401(k) plan can impact the level of income taxation that you and your children will ultimately pay on these assets?

Yes
No
Please make a selection.

Are you concerned about the risk of lawsuits, creditors or divorce on the wealth yopu have created over your lifetime?

Yes
No

Please fill out your information and we will contact you shortly.